Leading Edge Investment Advisors, LLC is a registered investment adviser with the Securities and Exchange Commission (SEC)
under the Investment Adviser Act of 1940.
Our Commitment to Privacy
Leading Edge Investment Advisors, LLC (“LEIA”) is committed to maintaining the confidentiality, integrity and security of
personal information about our current and prospective clients. We are proud of our privacy practices and want you to know
how we protect this information and use it to service your account(s).
We hope you will take a moment to review the full privacy policy of Leading Edge Investment Advisors, LLC.
The privacy policies of LEIA are reviewed annually. Our printed and online notices are then updated to reflect any material
changes.
You do not have to contact us to benefit from LEIA's privacy protections; they apply automatically to all of our clients.
How and Why We Obtain Personal Information
LEIA uses personal information about you to provide you with the superior service you expect from us. We may use this
information to develop, offer, and deliver products and services; process transactions in your account; respond to inquiries from
you or your designated representative; or to fulfill legal and regulatory requirements. LEIA may collect public and non-public
personal information about you from any of the following sources:
* You or your representative on applications or forms (for example, name, address, assets and income);
* Transactional activity in your account (for example, trading history and balances);
* Other interactions with LEIA (for example, discussions with our client relations staff or your entry of information into our
interactive tools);
* Information services (to possibly better understand your product and service needs);
* You or your representative regarding your preferences (for example, paper statements vs. electronic statements, or the
screen layout you specify if you use our Internet sites);
* Other sources with your consent or with the consent of your designated representative (for example, from your master
custodian).
How We Protect Your Information
Leading Edge Investment Advisors, LLC considers the protection of sensitive information to be a foundation of customer trust
and a sound business practice. We employ extensive physical, electronic and procedural controls and we regularly adapt
these controls to respond to changing requirements and advances in technology.
Within LEIA, we restrict access to personal information to those who require it to provide products and services to you. We may
share the personal information that we collect with the following entities:
* Affiliates, including affiliated service providers;
* Government agencies, other regulatory bodies and law enforcement officials (for example, for tax purposes or for reporting
suspicious transactions);
* Other organizations, with your consent or as directed by your representative;
* Other organizations, as permitted by law (for example, for fraud prevention).
Privacy Online
Privacy, security and service in our online operations are just as critical as in the rest of our business. We therefore employ all
of the safeguards described above, along with the following Internet-specific practices.
Leading Edge Investment Advisors, LLC uses a variety of proven protections to maintain the security of your online session. For
example, we make extensive use of firewall barriers and authentication procedures. We may also place cookies and similar
files on your hard drive for security purposes, to facilitate site navigation, and to personalize your experience on our site.
When you visit LEIA's Internet site, we may also collect technical and navigational information, such as computer browser
type, Internet protocol address, pages visited, and average time spent on our Web sites. This information may be used, for
example, to alert you to software compatibility issues, or it may be analyzed to improve our Web design and functionality.
Your Connection to LEIA
You may interact with us in various ways, and when you do, we may exchange information with parties in addition to those
described above. Information collected from clients is not shared with LEIA affiliates for marketing purposes, except with the
consent of the client or their designated representative.
If you are a former client, we treat your information in the same manner as that of current clients.
For your convenience, LEIA offers a few options for accessing and, if necessary, correcting your account information. You can
review your information independently using your statements. You may also e-mail, write or call us with your request for
information.